We have released our June 2010 market assessment report on IMB Limited. 21 July 2010
We have released our June 2010 market assessment report on London Metal Exchange Limited. 21 July 2010
We welcome the announcement by the Minister for Financial Services, Superannuation and Corporate Law, the Hon Chris Bowen MP, of a 1 August 2010 start date for the transfer to ASIC of the market supervision role now being performed by the ASX. We have released Market Integrity Rules. 10-151MR. 8 July 2010
We have released our June 2010 assessment report on Asia Pacific Exchange Limited. 3 June 2010
We have released a consultation paper seeking comment on the proposed operation of our Markets Disciplinary Panel. 10-107AD. 26 May 2010
The events on Wall Street two weeks ago underline the challenges we face in ushering in market competition. An article by ASIC Chairman, Tony D'Aloisio. 19 May 2010
ASIC's role in financial markets | A financial market is a facility through which offers to buy and sell financial products are regularly made. Anyone who operates a financial market in Australia must obtain a licence to do so, or otherwise be exempted by the Minister. |
Licensed financial markets | List of domestic markets and overseas markets that have been licensed by the Minister to operate in Australia |
Licensed clearing and settlement facilities | List of licensed clearing and settlement (C&S) facilities that have been licensed by the Minister to operate in Australia. |
Exempt facilities | List of facilities that have been exempted by the Minister from the markets licensing provisions and clearing and settlement facility licensing provisions. |
Market assessment reports | Under the Corporations Act, ASIC must assess, at least once every year, whether a licensee has adequate arrangements to supervise its market. |
More information | False market rumours Short selling Regulatory documents and class orders Consultation papers Market supervision and surveillance |