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Speeches, interviews and articles

2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998

2008

Capital markets update, a speech by ASIC Commissioner, Belinda Gibson, to the Australasian Investor Relations Association 2008 Annual Conference, 27 November 2008


The new ASIC: Addressing today’s challenges and building for the longer term, a speech byTony D’Aloisio, Chairman, Australian Securities and Investments Commission to the Australian Corporate Lawyers Association (ACLA), 7 November 2008

Putting the 'mort' back in mortgage – a pocket guide to the global credit crisis, an edited version of a paper presented by Jeremy Cooper, ASIC Deputy Chairman, to the Federal Court Judges' Workshop, 22 August 2008, Federal Court, Melbourne

Lessons learnt from market volatility and sub-prime, a presentation by ASIC Commissioner, Belinda Gibson, to the ISFA Innovate 08 Conference, August 2008, Brisbane. Read the media release.

ASIC Hot Topics, a presentation by ASIC Deputy Chairman, Jeremy Cooper, to the Institute of Actuaries and Finsia Business Luncheon, 17 July 2008, Sydney.

Opening remarks, by Belinda Gibson to the ASIC-ASX Conference, July 2008, Brisbane.

Improving confidence in the integrity of Australia's capital markets , a presentation by ASIC Commissioner, Belinda Gibson, to the Committee for Economic Development of Australia (CEDA), 8 July 2008, Sydney

Securities markets, participants and ASIC, a paper by ASIC Chairman Tony D'Aloisio to the Securities & Derivatives Industry Association Conference, 22 May 2008, Melbourne

Disclosure and the role of ASX and ASIC, speech by Belinda Gibson to the ASX and ASIC Listed Companies Conference, Wednesday 26 March 2008, Perth.

Opening remarks, by Belinda Gibson to the ASX and ASIC Listed Companies Conference, Wednesday 26 March 2008, Perth.

Illiterate investors will hurt us all, article by ASIC Deputy Chairman, Jeremy Cooper. (An edited version of this article was published in the Australian Financial Review on 22 February 2008).

2007

Regulating financial advice – current opportunities and challenges, paper presented by ASIC Chairman Tony D'Aloisio to the Financial Planners Association Conference, Wednesday 28 November 2007, Sydney.

An update on ASIC's priorities for 2007-08 and how these relate to AICD members, paper presented by ASIC Chairman Tony D'Aloisio to the Australian Institute of Company Directors Luncheon, Monday 26 November 2007, Sydney.
Views on disclosure, advice and more, paper presented by Jeremy Cooper, Deputy Chairman, ASIC to the Association of Superannuation Funds of Australia Limited (ASFA), 2007 National Conference and Super Expo, 16 November 2007, Gold Coast, Queensland.

Senate inquiry into private equity investment and its effect on capital markets and the Australian economy, ASIC Opening Statement, 25 July 2007, Sydney

Corporate and market regulation: an ASIC update Paper presented by Jeremy Cooper, Deputy Chairman, ASIC to the Securities & Derivatives Industry Association
10th Annual Conference, 2 June 2007, Sydney

Opening statement on ASIC's priorities for the next 12 months Opening statement by Tony D'Aloisio, Chairman, ASIC to the Senate Standing Committee on Economics, 30 May 2007

Global markets: Regulating for economic growth Opening address by ASIC Chairman Jeffrey Lucy to the ASIC Summer School, 5 March 2007

Leadership and influence: an internal and external perspective A speech by ASIC Chairman Jeffrey Lucy to the Government Business Conference, 23 February 2007, Sydney

Should I borrow money to invest? An article by ASIC Chairman Jeffrey Lucy published in The Daily Telegraph, February 2007

2006
The financial advice industry in Australia: the regulator’s perspective A speech by ASIC Chairman Jeffrey Lucy to the Financial Planning Association, 24 November 2006, Melbourne

Corporate governance: an IOSCO perspective A presentation by ASIC Deputy Chairman Jeremy Cooper to OECD-ADBI 8th Round Table, Tokyo 11 & 12 October 2006

Teaching your children that pocket money stays in the pocket An article by ASIC Chairman Jeffrey Lucy published in The Daily Telegraph, October 2006
The integration of financial regulatory authorities - the Australian experience A speech by ASIC Deputy Chairman Jeremy Cooper to Comissão de Valores Mobiliários, 4-5 September, Brazil
ASIC's Super Strategies 2006 - 07
A speech by Jeffrey Lucy AM, ASIC Chairman to the Association of Superannuation Funds of Australia, 6 September 2006

Director's responsibilities: the reality vs the myths
A speech by ASIC Chairman Jeffrey Lucy to the Australian Institute of Company Directors, 17 August 2006, Melbourne

Regulatory Futures: Where to on Wealth Management?
An address by ASIC Chairman Jeffrey Lucy to the IFSA Annual Conference: Connect 2006, 2 August 2006, Gold Coast

Questions to ask your financial adviser
An article by ASIC Chairman Jeffrey Lucy published in The Daily Telegraph, July 2006

What you want to know about ASIC
An address by ASIC Deputy Chairman Jeremy Cooper to the Australian Shareholders Association, 5 July 2006

Managing conflicts of interest
An address by ASIC Deputy Chairman Jeremy Cooper to the Securities & Derivatives Industry Association, 26 May 2006, Melbourne


If you don't understand it, stay away from it An article by ASIC Chairman Jeffrey Lucy, published in The Daily Telegraph in April 2006

ASIC: Facing regulatory challenges in 2006
An address by Jeffrey Lucy AM, ASIC Chairman, at The West Australian Events Program: Leadership Matters, 5 April 2006, Perth

How to avoid the bad advice trap An article by ASIC Chairman Jeffrey Lucy, published in The Daily Telegraph in March 2006

Working with Australian company directors
Paper presented by Jeremy Cooper, Deputy Chairman, ASIC, to the Federal Court of Australia/Law Council of Australia, Joint Corporations Law Seminar, 26 March 2006, Sydney

Consumer protection in financial services
An address by Jeffrey Lucy AM ASIC Chairman, at the Consumer Affairs Victoria – Third National Consumer Congress In pursuit of world class consumer policy, 17 March 2006, Melbourne

ASIC: The strong, fair and progressive regulator
Opening address by Jeffrey Lucy AM Chairman ASIC, to the ASIC Summer School 2006, Sydney, 13 February 2006

2005

Corporate wrongdoing: ASIC's enforcement role
Keynote address by Jeremy Cooper, Deputy Chairman, ASIC, to International Class Actions Conference 2005, 2 December 2005

Taking Charge of Your Money - Scams: recognising and avoiding them
An address by Professor Berna Collier, ASIC Commissioner, to the The Australian Investors' Association and The Courier-Mail Seminar, Brisbane, 19 November 2005

Addresses to the Association of Superannuation Funds of Australia (ASFA), 10 November 2005 by: Neighbourhood watch: Current and future expectations of regulators and market supervisors
An address by Jeffrey Lucy AM, Chairman, ASIC, to the Australian Corporate Lawyers Association National Conference 2005, 10 November 2005, Melbourne

Conflict Cop
Transcript of an interview by Alan Kohler with Jeremy Cooper, Deputy Chairman, ASIC, published in the Eureka Report, 21 October 2005

ASIC-ACCC debt collection publications launch
A speech by Professor Berna Collier, ASIC Commissioner, to the Australian Institute of Credit Management National Conference, Gold Coast, 14 October 2005 at the launch of the 'Debt collection guideline: for collectors and creditors', and consumer brochure 'Dealing with debt: your rights and responsibilities'

ASIC - focusing on insolvency
An opening address by Jeffrey Lucy AM, Chairman ASIC to the National Conference of the Insolvency Practitioners Association of Australia, 13 October 2005, Adelaide

Wealth management and advice - the way ahead
A speech by Professor Berna Collier, ASIC Commissioner, to the Investment and Financial Services Association (IFSA), 5 October 2005

Super standards must be met
ASIC is not picking on financial planners but just doing its job, writes ASIC's Deputy Chairman, Jeremy Cooper, in an article in The Age, 16 September 2005

ASIC’s approach to insolvency practitioner remuneration
A speech by Professor Berna Collier, ASIC Commissioner, to the Queensland Law Society and Insolvency Practitioners Association of Australia, August 2005

ASIC's increased focus on insolvency
A speech by Professor Berna Collier, ASIC Commissioner, to the Practical Insolvency and Practice Management Conference, 4 August 2005

Financial Statement Fraud - Corporate Crime of the 21st Century
A presentation by Jeremy Cooper, Deputy Chairman, ASIC, at a directors' briefing, AICD, 8 June 2005

Future directions for ASIC
A speech by Jeffrey Lucy AM, Chairman of ASIC to Committee for Economic Development of Australia (CEDA), Sydney, 15 April 2005


2004
Significant regulatory issues facing ASIC and Australian business
Speech by Jeffrey Lucy, Chairman of ASIC, to Australia-Israel Chamber of Commerce, 4 August 2004


ASIC and the regulation of non-cash payment products
A presentation by Mark Adams, Director, Regulatory Policy, ASIC, to the CARDS Australia Conference, August 2004

Market demutualisation and privatisation: The Australian experience
An address by Jeffrey Lucy AM FCA, ASIC Chairman, to International Organization of Securities Commissions (IOSCO), Amman 2004 Annual Conference, 20 May 2004


ASIC and the property sector
A presentation by Professor Berna Collier, ASIC Commissioner, to the 2004 Listed Property Trust Leaders Summit, 18 May 2004

Consumers' understanding of financial information
A presentation by Professor Berna Collier, ASIC Commissioner, at the launch of Australian Financial Alert, Sydney, 19 April 2004

ASIC's focus post 11 March 2004, a presentation by ASIC Commissioner, Berna Collier, to the Investment and Financial Services Association, Sydney, 17 March 2004

The view from ASIC: a perspective on current activities and enforcement powers, an address by Prof Berna Collier, Commissioner, ASIC to the Practical Insolvency and Practice Management Conference 2004, 15 March 2004

FSR, CLERP 9 and surveillance programs: ASIC priorities over the next 12 months, an address by Jeffrey Lucy AM FCA, Acting Chairman, ASIC to the Institute of Chartered Accountants in Australia, Queensland 2004 CA Business Forum, Sanctuary Cove, Queensland, 13 March 2004

2003
The single market for financial services in the EU and its impact on globalisation, a presentation by Jeffrey Lucy, Deputy Chairman, ASIC to the European Australian Business Council Luncheon and Conference, 3 November 2003, Sydney

The impact of FSR on the regulatory culture of ASIC, a speech by the Deputy Chair of ASIC, Jeffrey Lucy, to the 7th Annual Conference of the Australian Compliance Institute, Sydney, 5 September 2003

ASIC's enforcement powers and activities, a speech by ASIC Commissioner, Prof Berna Collier, to the Law Institute of Victoria, Annual Commerical Law Conference, 10 October 2003 (PDF file, 48KB)

Current corporate governance issues: An ASIC perspective, a speech by ASIC Commissioner, Prof Berna Collier, to the Northern Territory Chapter of the Business & Professional Women's Association, 19 September 2003 (PDF file, 38KB)

Launch of Streetwize comic: Moola Talk, by ASIC Commissioner, Prof Berna Collier, 18 September 2003, Darwin (PDF file 25KB)

ASIC — friend or foe of business, an address by ASIC Chairman David Knott to the Australian Institute of Company Directors, Perth, 9 July 2003 (PDF file, 40KB)

The financial planning shadow shopping project – results and moving forward, an address by ASIC commissioner, Prof Berna Collier to the Australian Investors' Association annual conference, 12 June 2003

ASIC and insolvency - current activities and future directions in enforcement and policy, an address by Prof Berna Collier, ASIC Commissioner, to the IPAA conference in Adelaide, 28 May 2003

ASIC: Policing acceptable standards of auditing and accounting practices, an address by Berna Collier, Commissioner, ASIC, 20 May 2003

2002
The role of ASIC in corporate governance, an address by Berna Collier, Commissioner, ASIC, to the Corporate Governance Summit 2002, 27 November 2002

'The regulatory perspective', an address by David Knott, Chairman, ASIC, to the International Accounting Standards Board World Standard Setters' conference, Hong Kong, 18 November 2002

'FSR seven months on' an address by Ian Johnston, ASIC's Executive Director, FSR to the NIBA conference, Adelaide, October 2002
'Licensing for Financial Service Intermediaries' an address by Ian Johnston, ASIC's Executive Director, FSR to the IBNA conference, Darwin, September 2002
"Changing dynamics of the Australian superannuation industry", ASIC Chairman David Knott's speech to the AFSA luncheon in Sydney, 25 September 2002

"Corporate governance – principles, promotion and practice" Inaugural lecture by Mr David Knott, Chairman ASIC to the Monash Governance Research Unit, 16 July 2002

"e-finance: trends and regulatory responses", a paper by ASIC's Executive Director Policy and Markets Regulation, Malcolm Rodgers, to the Monetary Authority of Singapore's Capital Markets Seminar, May 2002

"Trans Tasman perspectives on select issues of financing stock and debtors: Australian perspectives", an address by ASIC Commissioner, Professor Berna Collier, to the 19th Annual Banking and Financial Services Law Conference, 6 June 2002
'Auditors and audit committees — a regulator's view', an address by Ian Mackintosh, ASIC's Chief Accountant to the Centre for Corporate Law and Securities Regulation, Melbourne, 28 May 2002
"The new FSR disclosure regime – likely impacts on our industry", a presentation by Ian Johnston, ASIC's Executive Director, Financial Services Regulation, to the Financial Planning Association Principal Members and CFP Conference, Gold Coast, 10 May 2002
"The role of the CFO in corporate governance", an address by ASIC Deputy Chair Jillian Segal, at the Financial Executives International Luncheon, 3 May 2002

'Protecting the investor: The regulator and audit', an address by ASIC Chairman David Knott to the CPA Congress 2002 Conference, Perth, 15 May 2002

"Risk and responsibility" an address by Professor Berna Collier, Commissioner, ASIC to the Institute of Chartered Accountants in Australia CA Conference, 27 April 2002.

"Market demutualisation and cross border alliances:the Australian experience", a paper by ASIC Deputy Chair, Jillian Segal to the Fourth Roundtable on Capital Market Reform in Asia, Tokyo, April 2002

"Current areas of concern to ASIC regarding corporate disclosure", an address by Jillian Segal, Deputy Chair, Australian Securities and Investments Commission, to the Australasian Investor Relations Association, Corporate Disclosure Practices Seminar, Sydney, 20 March 2002

"ASIC’S perspective of current insolvencies and the role of the insolvency practitioner", an address by Professor Berna Collier, ASIC Commissioner, to the Insolvency Practitioners Association of Australia (WA Division), 20 March 2002

"Financial Services Reform Act 2001 – Challenges for ASIC", an address by Jillian Segal, Deputy Chair, ASIC, to the Committee for Economic Development of Australia (CEDA) FSRB (CLERP 6) Series, Sydney, 28 February 2002

2001
"The future of corporate regulation in Australia", an address by Jillian Segal, Deputy Chair, ASIC, to the 18th Annual Company Secretaries' Conference, Surfers Paradise, 19 November 2001

"Insitutional self-regulation: what should be the role of the regulator", Jillian Segal, Deputy Chair, ASIC, to the National Institute for Governance Twilight Seminar, Canberra, 8 November 2001

"Developing regulatory standards for account aggregation and initiating industry wide compliance", a presentation by Delia Rickard, ASIC's Deputy Executive Director, Consumer Protection, to the Australian Financial Review's BankTech 2001 conference, November 2001

Keynote address by Jane Goodman-Delahunty at ASIC's Stakeholder Forum, "Capitalising on Complaints: insights into handling finance sector complaints", November 2001
"Everything the company director must know about corporate financial disclosure and continuous disclosure", an address by Jillian Segal, Deputy Chair, ASIC, to the Australian Institute of Company Directors conference, "Governance & Disclosure - A Forum for Company Directors", Sydney, 31 October 2001
"No Dave, you can't do that", an address about the regulatory challenges of e-commerce and an update on financial services legislation, by ASIC's Executive Director Financial Services Regulation, Ian Johnston, to the recent National Insurance Brokers Association conference, 7 October 2001
"Protecting account aggregation consumers", a presentation by Delia Rickard, ASIC's Deputy Executive Director, Consumer Protection, to the IIR conference on Account Aggregation, September 2001
"Corporate governance: 1980s revisted?", the Monash Law School Foundation Lecture, given by David Knott, ASIC Chairman, 23 August 2001
An address by Jillian Segal, Deputy Chair, ASIC, to the annual conference of the Insurance Council of Australia, 8 August 2001
ASIC Chairman David Knott's speech at the launch of the Australiasian Investor Relations Association, 12 August 2001
"Market demutualisation and privatisation: the Australian experience", ASIC Deputy Chair, Jillian Segal's address to the IOSCO conference, June 2001
'What regulation is required to achieve a global online market?', an address by Shane Tregillis, ASIC Executive Director, Policy and Markets Regulation, to the Australian Financial Review's Online Broking and Trading Conference, 20-21 June 2001
Jillian Segal, ASIC Deputy Chair comments on Debra A Valentine's "Regulating in a high-tech marketplace - the import for remedies" at the Australian Law Reform Commission conference, June 2001
'Regulatory initiatives by ASIC in the cyber age', a presentation by Jillian Segal, Deputy Chair of ASIC, to the Faculty of Law, University of Sydney, "Financial Markets and the Internet" conference, Sydney, 31 May 2001
Chairman David Knott's speech to the Australian Institute of Company Directors discusses HIH, his resignation from the APRA Board and ASIC's work and priorities. 23 May 2001
'Consumer issues in account aggregation', an ASIC officer discusses issues in a speech to the Account Aggregation Conference, 18 April 2001
'Regulatory Compliance in the Borderless Community of 2001' by Sean Hughes, Director, Deposit taking, Insurance, Superannuation and Consumer protection, ASIC, to the Enforcement and Compliance Seminar in Melbourne, March 2001
'Brave New World - or return to fundamentals?', a presentation by Jillian Segal, Deputy Chair, ASIC, to the Corporate Law Teachers' Association, 12 February 2001 xxxxxxxxx
2000
"Staying apace of emerging technology - an ASIC perspective", an address by Ian Johnston, National Director, Financial Services Regulation, ASIC, to the Financial Planners Association (FPA) Conference, 9 December 2000
"Managing the transition to Cyberworld", a presentation by Jillian Segal, ASIC Deputy Chair, to the Third Annual Asian Financial Law Conference, Sydney, 20 November 2000
"Monitoring the self regulatory landscape", a speech by Jillian Segal, Deputy Chair, ASIC, to the Financial Services Consumer Conference, 9 November 2000
'Managing Regulatory Change in Life Insurance and Pensions' by Sean Hughes, Director, Deposit taking, Insurance, Superannuation and Consumer protection, ASIC, to the Asian Development Bank - Managing Regulatory Change symposium on Electronic Distribution of Financial Products and Consumer Issues, Manila, November 2000
Regulatory issues impacting on insolvency
A speech by David Knott, Deputy Chairman, ASIC, to the National Conference of the Insolvency Practitioners Association of Australia, Adelaide, 13 October 2000

Trends in the regulation of financial markets and their participants - a regulator's perspective
ASIC Commissioner Jillian Segal's speech to the ISDA/AFMA Conference, Sydney, 19 October 2000

ASIC issues: an update on the last 12 months An address to the Insurance Council of Australia by ASIC Commissioner Jillian Segal, 10 August 2000
IOSCO Conference 2000: speeches and reports
Developments in the financial services industry: investor protection in the new economy and CLERP 6
An address by Alan Cameron, AM, ASIC Chairman, to the Melbourne Chapter luncheon of the Financial Planning Association of Australia Ltd, Melbourne, 30 May 2000

The Managed Investments Act - an update
An address by Alan Cameron, AM, Chairman of the Australian Securities and Investments Commission to the National Council Luncheon of the Trustee Corporations Association of Australia, Sydney, 31 March 2000

Market integrity - issues relating to ASIC's role and actions
An address by Alan Cameron AM, Chairman, Australian Securities and Investments Commission to the Group of 100 Inc, Congress 2000, Melbourne, 29 March 2000

The business of Australia is...
An address by Alan Cameron AM, Chairman, Australian Securities and Investments Commission to the Victoria Graduate School of Business, Victoria University, Melbourne, 23 March 2000

ASIC speaks on fundraising, takeovers and CLERP
An address by Richard Cockburn, National Coordinator Fundraising Mergers & Acquisitions, Australian Securities and Investments Commission, 18 February 2000

The effect of harmonisation on the regulator and regulation
An address by Alan Cameron AM, Chairman, Australian Securities and Investments Commission at a Committee for the Economic Development of Australia (CEDA) seminar "CLERP 6 - Government's blueprint for a single regulatory regime", Sydney, 11 February 2000

Yannon matter concludes
Speech notes for media conference 6 January 2000 by ASIC Chairman, Alan Cameron

1999
Avoiding Share Scams in Cyberspace

An address by Tim Phillipps, Director, Electronic Enforcement, ASIC to the Australian Financial Review seminar "Online Broking - Opportunity or Threat", Sydney, 20 & 21 September 1999

The globalisation of the securities market
An address by Alan Cameron, AM, Chairman of ASIC to the Seminar on the Globalisation of Securities, Allen Allen & Hemsley, Sydney, 16 August 1999

Key regulatory developments & issues
Speech given by Alan Cameron AM, Chairman of ASIC, to an ICA conference on 12 August 1999

Major challenges in financial regulation at the end of the decade
An address by Alan Cameron, AM, Chairman of ASIC to the Monash Law School Foundation Lecture, Melbourne, 6 May 1999

ASIC - The new regulatory regime
Jillian Segal, Commissioner, keynote address given to the Australian Association of Permanent Building Societies, 30 April 1999

1998
Cyber enforcement in the financial services sector
A speech by Joseph P Longo, National Director, Enforcement, ASIC, at the ACCC’s Global Commerce Conference, November 1998

Not another regulator!
An address by Alan Cameron, AM, Chairman of ASIC to the 1998 Suncorp-Metway Bob Nicol Memorial Lecture, Brisbane, 10 November 1998


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